Sam Watson’s journal round-up for 6th March 2017

Every Monday our authors provide a round-up of some of the most recently published peer reviewed articles from the field. We don’t cover everything, or even what’s most important – just a few papers that have interested the author. Visit our Resources page for links to more journals or follow the HealthEconBot. If you’d like to write one of our weekly journal round-ups, get in touch.

It’s good to be first: order bias in reading and citing NBER working papers. The Review of Economics and Statistics [RePEcPublished 23rd February 2017

Each week one of the authors at this blog choose three or four recently published studies to summarise and briefly discuss. Making this choice from the many thousands of articles published every week can be difficult. I browse those journals that publish in my area and search recently published economics papers on PubMed and Econlit for titles that pique my interest. But this strategy is not without its own flaws as this study aptly demonstrates. When making a choice among many alternatives, people aren’t typically presented with a set of choices, rather a list. This arises in healthcare as well. In an effort to promote competition, at least in the UK, patients are presented with a list of possible of providers and some basic information about those providers. We recently covered a paper that explored this expansion of choice ‘sets’ and investigated its effects on quality. We have previously criticised the use of such lists. People often skim these lists relying on simple heuristics to make choices. This article shows that for the weekly email of new papers published by the National Bureau of Economic Research (NBER), being listed first leads to an increase of approximately 30% in downloads and citations, despite the essentially random ordering of the list. This is certainly not the first study to illustrate the biases in human decision making, but it shows that this journal round-up may not be a fair reflection of the literature, and providing more information about healthcare providers may not have the impact on quality that might be hypothesised.

Economic conditions, illicit drug use, and substance use disorders in the United States. Journal of Health Economics [PubMed] Published March 2017

We have featured a large number of papers about the relationship between macroeconomic conditions and health and health-related behaviours on this blog. It is certainly one of the health economic issues du jour and one we have discussed in detail. Generally speaking, when looking at an aggregate level, such as countries or states, all-cause mortality appears to be pro-cyclical: it declines in economic downturns. Whereas an examination at individual or household levels suggest unemployment and reduced income is generally bad for health. It is certainly possible to reconcile these two effects as any discussion of Simpson’s paradox will reveal. This study takes the aggregate approach to looking at US state-level unemployment rates and their relationship with drug use. It’s relevant to the discussion around economic conditions and health; the US has seen soaring rates of opiate-related deaths recently, although whether this is linked to the prevailing economic conditions remains to be seen. Unfortunately, this paper predicates a lot of its discussion about whether there is an effect on whether there was statistical significance, a gripe we’ve contended with previously. And there are no corrections for multiple comparisons, despite the well over 100 hypothesis tests that are conducted. That aside, the authors conclude that the evidence suggests that use of ecstasy and heroin is procyclical with respect to unemployment (i.e increase with greater unemployment) and LSD, crack cocaine, and cocaine use is counter-cyclical. The results appear robust to the model specifications they compare, but I find it hard to reconcile some of the findings with the prior information about how people actually consume drugs. Many drugs are substitutes and/or compliments for one another. For example, many heroin users began using opiates through abuse of prescription drugs such as oxycodone but made the switch as heroin is generally much cheaper. Alcohol and marijuana have been shown to be substitutes for one another. All of this suggesting a lack of independence between the different outcomes considered. People may also lose their job because of drug use. Taken all together I remain a little sceptical of the conclusions from the study, but it is nevertheless an interesting and timely piece of research.

Child-to-adult neurodevelopmental and mental health trajectories after early life deprivation: the young adult follow-up of the longitudinal English and Romanian Adoptees study. The Lancet [PubMedPublished 22nd February 2017

Does early life deprivation lead to later life mental health issues? A question that is difficult to answer with observational data. Children from deprived backgrounds may be predisposed to mental health issues, perhaps through familial inheritance. To attempt to discern whether deprivation in early life is a cause of mental health issues this paper uses data derived from a cohort of Romanian children who spent time in one of the terribly deprived institutions of Ceaușescu’s Romania and who were later adopted by British families. These institutions were characterised by poor hygiene, inadequate food, and lack of social or educational stimulation. A cohort of British adoptees was used for comparison. For children who spent more than six months in one of the deprived institutions, there was a large increase in cognitive and social problems in later life compared with either British adoptees or those who spent less than six months in an institution. The evidence is convincing, with differences being displayed across multiple dimensions of mental health, and a clear causal mechanism by which deprivation acts. However, for this and many other studies that I write about on this blog, a disclaimer might be needed when there is significant (pun intended) abuse and misuse of p-values. Ziliak and McClosky’s damning diatribe on p-values, The Cult of Statistical Significance, presents examples of lists of p-values being given completely out of context, with no reference to the model or hypothesis test they are derived from, and with the implication that they represent whether an effect exists or not. This study does just that. I’ll leave you with this extract from the abstract:

Cognitive impairment in the group who spent more than 6 months in an institution remitted from markedly higher rates at ages 6 years (p=0·0001) and 11 years (p=0·0016) compared with UK controls, to normal rates at young adulthood (p=0·76). By contrast, self-rated emotional symptoms showed a late onset pattern with minimal differences versus UK controls at ages 11 years (p=0·0449) and 15 years (p=0·17), and then marked increases by young adulthood (p=0·0005), with similar effects seen for parent ratings. The high deprivation group also had a higher proportion of people with low educational achievement (p=0·0195), unemployment (p=0·0124), and mental health service use (p=0·0120, p=0·0032, and p=0·0003 for use when aged <11 years, 11–14 years, and 15–23 years, respectively) than the UK control group.

Credits

Advertisements

Brent Gibbons’s journal round-up for 12th December 2016

Every Monday our authors provide a round-up of some of the most recently published peer reviewed articles from the field. We don’t cover everything, or even what’s most important – just a few papers that have interested the author. Visit our Resources page for links to more journals or follow the HealthEconBot. If you’d like to write one of our weekly journal round-ups, get in touch.

As the U.S. moves into a new era with the recent election results, Republicans will have a chance to modify or repeal the Affordable Care Act. The Affordable Care Act (ACA), also called Obamacare, is a comprehensive health reform that was enacted on the 23rd of March, 2010, that helped millions of uninsured individuals and families gain coverage through new private insurance coverage and through expanded Medicaid coverage for those with very low income. The ACA has been nothing short of controversial and has often been at the forefront of partisan divides. The ACA was an attempt to fill the insurance coverage gaps of the patchwork American health insurance system that was built on employer-sponsored insurance (ESI) and a mix of publicly funded programs for various vulnerable subpopulations. The new administration and republican legislators are promising to repeal the law, at least in part, and have suggested plans that will re-emphasize the private insurance model based on ESI. For this reason, the following articles selected for this week’s round-up highlight different aspects of ESI.

The Mental Health Parity and Addiction Equity Act evaluation study: Impact on specialty-behavioral health utilization and expenditures among “carve-out” enrollees. Journal of Health Economics [PubMed] Published December 2016

Behavioral health services have historically been covered at lower levels and with more restrictions by ESI than physical health services. Advocates for behavioral health system reform have pushed for equal coverage of behavioral health services for decades. In 2008, the Mental Health Parity and Addiction Equity Act (MHPAEA) was passed with a fairly comprehensive set of rules for how behavioral health coverage would need to be comparable to medical/surgical coverage, including for ESI. This first article in our round-up examines the impact of this law on utilization and expenditures of behavioral health services in ESI plans. The authors use an individual-level interrupted time series design using panel data with monthly measures of outcomes. Administrative claims and enrollment data are used from a large private insurance company that provides health insurance for a number of large employers in the years 2008 – 2013. A segmented regression analysis is used in order to measure the impact of the law at two different time points, first in 2010 for what is considered a transition year, and then in the 2011 – 2013 period, both compared to the pre-MHPAEA time period, 2008 – 2009. Indicator variables are used for the different periods as well as spline variables to measure the change in level and slope of the time trends, controlling for other explanatory variables. Results suggest that MHPAEA had little effect on utilization and total expenditures, but that out-of-pocket expenditures were shifted from the patient to the health plan. For patients who had positive expenditures, there was a post-MHPAEA level increase in health plan expenditures of $58.03 and a post-MHPAEA level decrease in out-of-pocket expenditure of $21.58, both per-member-per-month. To address worries of confounding time trends, the authors performed several sensitivity analyses, including a difference-in-difference (DID) analysis that used states that already had strict parity legislation as a comparison population. The authors also examined those with a bipolar or schizophrenia disorder to test the hypothesis that impacts may be stronger for individuals with more severe conditions. Sensitivity analyses tended to result in larger p-values. These results, which were examined at the mean, are consistent with reports that the primary change in behavioral health coverage in ESI was the elimination of treatment limits. In addition to using a sensitivity analysis with individuals with bipolar and schizophrenia, it would have been interesting to see impacts for individuals defined as “high-utilizers”. It would also have been nice to see a longer pre-MHPAEA time period since insurers could have adjusted plans prior to the 2010 effective date.

Health plan type variations in spells of health-care treatment. American Journal of Health Economics [RePEcPublished 12th October 2016

Health care costs in the U.S. were roughly 17.8 percent of the GDP in 2015 and attempts to rein in health insurance costs have largely proved elusive. Different private insurance health plans have tried to rein in costs through different plan types that have a mix of supply-side mechanisms and demand-side mechanisms. Two recent plan types that have emerged are exclusive provider organizations (EPOs) and consumer-driven/high-deductible health plans (CDHPs). EPOs use a more narrowly restricted network of providers that agree to lower payments and presumably also deliver quality care while CDHPs give patients broader networks but shift cost-sharing to patients. EPOs therefore are more focused on supply-side mechanisms of cost reduction, while CDHPs emphasize demand-side incentives to reduce costs. Ellis and Zhu use a large ESI claims-based dataset to examine the impact of these two health plan types and to try to answer whether supply-side or demand-side mechanisms of cost reduction are more effective. The authors present an extremely extensive analysis that is really worth reading. They use a technique for modeling periods of care, called treatment “spells” that is a mix of monthly treatment periods and episode-based models of care. Utilization and expenditures are examined in the context of these treatment “spells” for the different health plan types. A 2SLS regression model is used that controls for endogenous plan choice in the first-stage. The predicted probabilities from plan choice are used as an instrument in the second stage along with a number of controls, including risk-adjustment techniques and individual fixed effects. The one drawback in using the predicted probabilities as the sole instrument is it is not possible to perform an exclusion test. The results, however, suggest that neither of the new plan types performs better than a standardly used health plan. EPOs have the lowest overall spending, but are not significantly different than the standard plan type, and CDHPs have 16 percent higher spending than the standard plan type. The CDHPs in particular have not been studied carefully and these results suggest that previous research on CDHPs found cost-savings due to younger and healthier patients and not because of plan type effects. There are also worries with high deductible plans that patients may elect to forgo necessary healthcare services.

The financial burdens of high-deductible plans. Health Affairs [PubMed] Published December 2016

Having discussed the consumer-directed/high deductible health plans, this third journal article looks at the Medical Expenditure Panel Survey (MEPS) data to examine the burden high deductible health plans place on individuals and families with low incomes. High deductible health plans like the CDHPs are increasingly offered. High deductible plans are sometimes paired with the option to use a flexible spending account (FSA). An FSA gives the patient the option to set aside money from her salary or paycheck that can only be used for healthcare costs, with the benefit that the money set aside will not be subject to various income taxes. The benefit of the high deductible plan is supposed to be lower premiums and the possibility of saving money through the FSA, if that option is available. Yet descriptive analyses using MEPS data from 2011 – 2013 from ESI plans show that high deductible plans impose a particularly high burden on individuals with family incomes below 250 percent of the poverty line. Specifically, the authors found that 29.1 percent of individuals with high deductible plans had financial costs exceeding 20 percent of family income, compared to 20.6 percent of individuals with low deductible plans. For individuals with family income greater than 400 percent of the poverty line, financial burden was not different for high deductible plans compared to other plan types. Yet worryingly, individuals with low incomes were just as likely to have high deductible plans as individuals with high incomes.

Credits

Alastair Canaway’s journal round-up for 28th November 2016

Every Monday our authors provide a round-up of some of the most recently published peer reviewed articles from the field. We don’t cover everything, or even what’s most important – just a few papers that have interested the author. Visit our Resources page for links to more journals or follow the HealthEconBot. If you’d like to write one of our weekly journal round-ups, get in touch.

The cost-effectiveness of antibiotic prophylaxis for patients at risk of infective endocarditis. Circulation [PubMed] Published 13th November 2016

Did NICE get it wrong? In 2008 NICE recommended stopping antibiotic prophylaxis (AP) for those at risk of infective endocarditis (IE). For those unfamiliar with this research area, AP refers to the use of antibiotics or similar to prevent infection complications. IE is an infection of the endocardial surface of the heart which can have severe, and potentially fatal consequences. NICE stopped the recommendation of AP for those at risk of IE whilst undergoing dental procedures citing lack of evidence of efficacy and cost-effectiveness. This paper sought to fill the void in evidence and conduct an economic evaluation of AP using the latest estimates of efficacy and resource use. The paper constructed a decision analytic model to estimate costs and benefits. Both resource use and adverse event rates were sourced through Hospital Episode Statistics. The results were pretty conclusive: AP was less costly and more effective (than no AP) for all patients at risk of IE. Scenario analyses suggested that AP would have to be substantially less effective than estimated for it to fail on grounds of cost-effectiveness. The paper estimated that the annual savings of reintroducing AP in England would be between £5.5m and £8.2m with a health gain of over 2600 QALYs. Given the low costs of AP, the consequent cost saving and health improvements, perhaps NICE will be persuaded to reconsider their decision.

Maximizing health or sufficient capability in economic evaluation? A methodological experiment of treatment for drug addiction. Medical Decision Making [PubMed] Published 17th November 2016

The standard normative framework for economic evaluation within the UK is extra-welfarism, specifically, using health as the maximand (typically measured using QALYs). Thus, the evaluative space is health, with maximisation as the decision rule. Arguments have been made that health maximisation is not always the most appropriate framework. It has been suggested that the evaluative space be broadened to include capability wellbeing (based on the work of Sen), whilst a minimum threshold approach has been touted as an alternative approach to decision making. Such an approach is egalitarian and aims to ensure all members of society achieve a ‘sufficient’ level of capability wellbeing. This paper reports a pilot trial for the treatment of drug addiction to explore how i) changing the evaluative space to that of capability wellbeing, and ii) switching the decision-making principle to sufficient capability, impacts upon the decisions made. The drug addiction context is particularly pertinent due to non-health spill over impacts to the patient and others. The intervention considers three treatments: treatment as usual (TAU), TAU with social behaviour and network therapy (SBNT) and TAU with goal setting (GS). The two measures of interest within this study are the EQ-5D-5L and the ICECAP-A (capability measure for adults), QALYs and years of full capability (YFC) were calculated. Additionally, years of sufficient capability (YSC) were also calculated, sufficient capability was determined by a score of 33333: ‘a lot’ on each dimension of the ICECAP-A instrument. The study examined four situations: i) broadening the costing perspective from NHS/PSS to government, ii) broadening the evaluative space from QALYs to YFC, iii) broadening both costing perspective and evaluative space, and iv) changing the decision making rule to years of sufficient capability (YSC). The study found that changing from health maximisation to capability maximisation changed the treatment decision, as did changing the perspective: treatment recommendation is sensitive to choice of evaluative space and perspective. In the YSC analysis, the decision remained the same as the YFC analysis. The authors note a number of limitations with their study. The biggest for me, was the sample size of 83 – unsurprising given this was a pilot trial. As a result of the small numbers in each arm (30, 27, and 26) there is a surfeit of uncertainty, and just a handful of extreme cases in any one arm has the potential to change the results, and so it is difficult to draw any firm conclusions from this study. This paper however does provide a good starting point for the novel YFC approach, I’d be very interested in seeing this operationalised in a larger trial.

Does the EQ-5D capture the effects of physical and mental health status on life satisfaction among older people? A path analysis approach. Quality of Life Research [PubMed] Published 19th November 2016

This study sought to identify whether the EQ-5D captures impacts of mental and physical health on life satisfaction (LS) of older adults. This involved a retrospective cohort of 884 patients in Ireland. Path analysis was used to evaluate the direct and indirect effects. The EQ-5D-3L was used to measure health-related quality of life, whilst life satisfaction was measured with the life satisfaction index (LSI). Various specific measures of health status were also measured, e.g. co-morbidity level, activity limitation, and anxiety and depression. Within the analysis a number of assumptions were required, specifically around causation. The overall findings suggest that the EQ-5D-3L sufficiently captures the impact of physical health on life satisfaction, but not mental health. The author’s reflect that this may be due to a fundamental incommensurability of the general public’s preferences (who value the health states for the EQ-5D) and those who experience these health states. The authors conclude that the EQ-5D-3L should be used with caution within economic evaluations, and the use of the EQ-5D will underestimate benefits of treatment to mental health. The authors suggest alternative measures: HUI-3, AQoL and the ICECAP, and advocate their use alongside the EQ-5D within economic evaluation to better capture mental health impacts. A lot of this boils down to existing issues of debate: who should do the valuing (patient vs society), what are we trying to maximise (health vs well-being, or minimum threshold) and are existing measures doing the job they are supposed to be doing (is the EQ-5D fit for purpose). All these are interesting areas and it’s nice to see these issues being pushed to the fore once more.

Credits